PRIVATE PLACEMENT

DFRC also engages in advising and assisting corporate and financial clients in raising capital through private placements of equity, and debt securities. 

We work with selected companies and financial institutions to assist them in raising capital from a broad range of institutional investors.  Typical transactions include private placements of common equity, convertible preferred stock, mezzanine debt or convertible debt for uses of proceeds ranging from growth capital to acquisition financings to recapitalizations.  In working with financial institutions we work to secure capital commitments for investment activities in private equity and infrastructure.  Clients include private companies and financial institutions raising capital through traditional private placements.

DFRC is particularly qualified to add value to our clients in the private placement process.  Our investor relationships cover the full spectrum of the private capital markets, including venture capital funds, pension funds, insurers, hedge funds, mutual funds, strategic investors, university and foundation endowments, fund of funds, investment trusts, sovereign wealth funds and family offices.

PRIVATE PLACEMENTS      

DFRC brings companies that need capital together with providers of capital. Our Private Placements Practice focuses on serving middle market businesses that require capital to refinance existing senior and/or mezzanine debt, recapitalize the balance sheet, fund growth or complete acquisitions. We work with companies regardless of size or credit rating throughout the United States.

               
OUR PROCESS

The professionals at DFRC will personally meet with clients to conduct a "needs analysis" and advise clients of the most appropriate course of action to address client’s specific situation. If it is capital that is needed, we will evaluate the overall financial condition of client’s company and begin soliciting proposals from pre-qualified capital providers. After reviewing the top three proposals with clients, we negotiate the best overall financing package for client’s specific business. We work on client’s behalf to obtain the most favorable terms that will result in significant savings of time, money and effort